3 April 2017
The Financial Markets Authority has confirmed that businesses selling short-duration derivatives need to be licensed. The Financial Markets Conduct Act introduced licensing for derivatives issuers in December 2014. More>
14 December 2016
Final document to be published in the New Year. Chief executive Rob Everett says the true test of any provider's approach to conduct will be on whether they can show customers and the FMA that what they do is considtently effective at producing good consutmer outcomes. FMA.govt.nz. More>
30 November 2016
The process of licensing of fund managers is coming to an end and next up with be an even bigger job, the second round for financial advisers. Goodreturns.co.nz. More>
15 August 2016
To support businesses implementing the Financial Markets Conduct Act 2013 (FMC Act), the FMA has been working, in consultation with the sector, on various legislative tools such as exemptions,
frameworks, methodologies, public accountability notices, and designations (the FMA’s legislative tools).
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